Form 4/A for ROK Rockwell Automation
Accepted 2022-12-27 00:00:00 ET · period of report 2022-12-07 · accession 0001024478-22-000191 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-12-27 | 2022-12-08 | ROK | Kulaszewicz Frank C | SVP | S - Sale+OE | $255.71 | -2,941 | 15.3K | -16% | -$752.0K |
| DA | 2022-12-27 | 2022-12-07 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $0.00 | +370 | 18.2K | +2% | $0 |
| DA | 2022-12-27 | 2022-12-07 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $0.00 | -370 | 742 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-08 | S | D | 2,941 | $255.71 | 15,295 | D | — | — | (F2) Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price. (F3) As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22 and 12/15/22 for Mr. Kulaszewicz column 5 should be read to include these additional shares. |
| 2 | Common | Common Stock | 2022-12-07 | M | A | 370 | $0.00 | 18,236 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-12-07 | M | D | 370 | $0.00 | 742 | D | — · 2022-12-07 to 2024-12-07 | 370 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F6) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |