Form 4 for ROK Rockwell Automation
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001024478-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-16 | 2023-05-15 | ROK | Moret Blake D. | Pres, CEO, Dir | M - OptEx | $112.09 | +1,700 | 69.3K | +3% | +$190.6K |
| DM | 2023-05-16 | 2023-05-15 | ROK | Moret Blake D. | Pres, CEO, Dir | M - OptEx | $112.09 | -1,700 | 0 | -100% | -$190.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | M | A | 900 | $108.89 | 68,480 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-15 | M | A | 800 | $115.69 | 69,280 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-05-15 | M | D | 900 | $108.89 | 0 | D | $108.89 · 2014-12-04 to 2023-12-04 | 900 Common Stock | (F3) The options vest in three substantially equal annual installments beginning on the date exercisable. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-05-15 | M | D | 800 | $115.69 | 0 | D | $115.69 · 2015-12-02 to 2024-12-02 | 800 Common Stock | (F3) The options vest in three substantially equal annual installments beginning on the date exercisable. |