Form 4 for ROK Rockwell Automation
Accepted 2023-06-07 00:00:00 ET · period of report 2023-06-06 · accession 0001024478-23-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-07 | 2023-06-06 | ROK | Fordenwalt Matthew W. | SVP Lifecycle Services | M - OptEx | $0.00 | +776 | 776 | New | $0 |
| D | 2023-06-07 | 2023-06-06 | ROK | Fordenwalt Matthew W. | SVP Lifecycle Services | M - OptEx | $0.00 | -776 | 1,552 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-06 | M | A | 776 | $0.00 | 776 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-06-06 | M | D | 776 | $0.00 | 1,552 | D | — · 2023-06-06 to 2025-06-06 | 776 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F3) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |