Form 4 for ROK Rockwell Automation
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-13 · accession 0001024478-23-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-13 | 2023-06-13 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $196.43 | +6,000 | 21.4K | +39% | +$1.18M |
| DM | 2023-06-13 | 2023-06-13 | ROK | Kulaszewicz Frank C | SVP | S - Sale+OE | $310.00 | -7,729 | 15.4K | -33% | -$2.40M |
| D | 2023-06-13 | 2023-06-13 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $196.43 | -6,000 | 9,800 | -38% | -$1.18M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-13 | M | A | 6,000 | $196.43 | 21,389 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-13 | S | D | 1,729 | $310.00 | 13,660 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-13 | S | D | 6,000 | $310.00 | 15,389 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-06-13 | M | D | 6,000 | $196.43 | 9,800 | D | $196.43 · 2020-12-05 to 2029-12-05 | 6,000 Common Stock | (F4) The options vested in three substantially equal annual installments beginning on the date exercisable. |