Form 4 for ROK Rockwell Automation
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-02 · accession 0001024478-23-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-03 | 2023-10-02 | ROK | Woods Isaac | VP, Treas | S - Sale | $285.43 | -113 | 827 | -12% | -$32.3K |
| D | 2023-10-03 | 2023-10-02 | ROK | Woods Isaac | VP, Treas | A - Grant | $0.00 | +175 | 175 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | S | D | 23 | $283.61 | 917 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.9201 to $283.9100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-10-02 | S | D | 40 | $284.21 | 877 | D | — | — | (F3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $284.01 to $284.32. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-10-02 | S | D | 10 | $285.27 | 867 | D | — | — | |
| 4 | Common | Common Stock | 2023-10-02 | S | D | 40 | $287.74 | 827 | D | — | — | (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.4050 to $288.16. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Performance Shares | 2023-10-02 | A | A | 175 | $0.00 | 175 | D | — · — to 2023-12-10 | 175 Common Stock | (F7) On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. (F6) Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). (F8) Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |