Form 4/A for ROK Rockwell Automation
Accepted 2023-11-21 00:00:00 ET · period of report 2022-12-07 · accession 0001024478-23-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-11-21 | 2022-12-08 | ROK | Kulaszewicz Frank C | SVP | S - Sale+OE | $255.76 | -3,105 | 15.3K | -17% | -$794.1K |
| DA | 2023-11-21 | 2022-12-07 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $0.00 | +370 | 18.2K | +2% | $0 |
| DA | 2023-11-21 | 2022-12-07 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $0.00 | -370 | 742 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-08 | S | D | 164 | $256.72 | 15,131 | D | — | — | (F3) Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, being reported pursuant to this amendment. (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.69 to $256.9401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F5) As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22, 12/15/22, 2/28/2023, and 6/13/2023 for Mr. Kulaszewicz column 5 should be read to include these additional shares. |
| 2 | Common | Common Stock | 2022-12-08 | S | D | 2,941 | $255.71 | 15,295 | D | — | — | (F2) Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, as previously reported in amendment dated December 27, 2022. |
| 3 | Common | Common Stock | 2022-12-07 | M | A | 370 | $0.00 | 18,236 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2022-12-07 | M | D | 370 | $0.00 | 742 | D | — · 2022-12-07 to 2024-12-07 | 370 Common Stock | (F7) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F8) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |