Form 4 for ROK Rockwell Automation
Accepted 2024-02-28 00:00:00 ET · period of report 2024-02-28 · accession 0001024478-24-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-28 | 2024-02-28 | ROK | House Rebecca W | SVP, CLO, Sec | S - Sale+OE | $283.02 | -13.9K | 8,482 | -62% | -$3.93M |
| D | 2024-02-28 | 2024-02-28 | ROK | House Rebecca W | SVP, CLO, Sec | M - OptEx | $171.46 | +13.9K | 22.4K | +164% | +$2.38M |
| D | 2024-02-28 | 2024-02-28 | ROK | House Rebecca W | SVP, CLO, Sec | M - OptEx | $0.00 | -13.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-28 | S | D | 3,194 | $280.81 | 19,188 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.16 to $281.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2024-02-28 | S | D | 4,006 | $281.47 | 15,182 | D | — | — | (F3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $281.17 to $281.94. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2024-02-28 | S | D | 6,700 | $285.01 | 8,482 | D | — | — | (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285 to $285.0325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2024-02-28 | M | A | 13,900 | $171.46 | 22,382 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-02-28 | M | D | 13,900 | $0.00 | 0 | D | $171.46 · 2019-12-04 to 2028-12-04 | 13,900 Common Stock | (F6) The options vested in three substantially equal annual installments beginning on the date exercisable. |