Form 4 for ROK Rockwell Automation
Accepted 2024-11-25 00:00:00 ET · period of report 2024-11-25 · accession 0001024478-24-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-11-25 | 2024-11-25 | ROK | Moret Blake D. | Pres, CEO, Dir | M - OptEx | $104.08 | +26.7K | 104.8K | +34% | +$2.78M |
| DMI | 2024-11-25 | 2024-11-25 | ROK | Moret Blake D. | Pres, CEO, Dir | S - Sale+OE | $298.63 | -26.7K | 90.3K | -23% | -$7.97M |
| D | 2024-11-25 | 2024-11-25 | ROK | Moret Blake D. | Pres, CEO, Dir | M - OptEx | $104.08 | -26.7K | 0 | -100% | -$2.78M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | M | A | 26,700 | $104.08 | 104,815 | I By Family Trust | — | — | (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 2 | Common | Common Stock | 2024-11-25 | S | D | 1,300 | $295.47 | 103,515 | I By Family Trust | — | — | (F3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.0050 to $295.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 3 | Common | Common Stock | 2024-11-25 | S | D | 1,150 | $296.42 | 102,365 | I By Family Trust | — | — | (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.06 to $296.86 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 4 | Common | Common Stock | 2024-11-25 | S | D | 5,707 | $300.61 | 78,115 | I By Family Trust | — | — | (F8) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300.2350 to $301.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 5 | Common | Common Stock | 2024-11-25 | S | D | 2,796 | $298.60 | 87,537 | I By Family Trust | — | — | (F6) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.22 to $299.14. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 6 | Common | Common Stock | 2024-11-25 | S | D | 3,715 | $299.79 | 83,822 | I By Family Trust | — | — | (F7) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $299.22 to $300.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 7 | Common | Common Stock | 2024-11-25 | S | D | 12,032 | $297.89 | 90,333 | I By Family Trust | — | — | (F5) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.19 to $298.1450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F1) Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-25 | M | D | 26,700 | $104.08 | 0 | D | $104.08 · 2016-12-03 to 2025-12-03 | 26,700 Common Stock |