Form 4 for ROK Rockwell Automation
Accepted 2024-12-06 00:00:00 ET · period of report 2024-12-04 · accession 0001024478-24-000167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-12-06 | 2024-12-04 | ROK | Moret Blake D. | Pres, CEO, Dir | M - OptEx | $0.00 | +3,935 | 82.0K | +5% | $0 |
| DI | 2024-12-06 | 2024-12-05 | ROK | Moret Blake D. | Pres, CEO, Dir | S - Sale+OE | $296.67 | -1,741 | 80.3K | -2% | -$516.5K |
| DM | 2024-12-06 | 2024-12-05 | ROK | Moret Blake D. | Pres, CEO, Dir | A - Grant | $0.00 | +46.4K | 11.1K | New | $0 |
| D | 2024-12-06 | 2024-12-04 | ROK | Moret Blake D. | Pres, CEO, Dir | M - OptEx | $0.00 | -3,935 | 7,872 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-04 | M | A | 3,935 | $0.00 | 82,050 | I By Family Trust | — | — | |
| 2 | Common | Common Stock | 2024-12-05 | S | D | 1,741 | $296.67 | 80,309 | I By Family Trust | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.36 to $296.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2024-12-05 | A | A | 35,298 | $0.00 | 35,298 | D | $297.10 · 2025-12-05 to 2034-12-05 | 35,298 Common Stock | (F7) The options vest in three substantially equal annual installments beginning on the date exercisable. |
| 4 | Derivative | Restricted Stock Units | 2024-12-05 | A | A | 11,108 | $0.00 | 11,108 | D | — · 2025-12-05 to 2027-12-05 | 11,108 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F5) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| 5 | Derivative | Restricted Stock Units | 2024-12-04 | M | D | 3,935 | $0.00 | 7,872 | D | — · 2024-12-04 to 2026-12-04 | 3,935 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F5) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |