Form 4 for EFSC ENTERPRISE FINANCIAL SERVICES CORP
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0001025835-21-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-24 | 2021-11-22+ | EFSC | Scavuzzo Tony | Dir | S - Sale | $48.34 | -100.0K | 896.4K | -10% | -$4.83M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | S | D | 31,700 | $48.42 | 964,685 | I Castle Creek Partners VI LP | — | — | |
| 2 | Common | Common Stock | 2021-11-23 | S | D | 68,300 | $48.30 | 896,385 | I Castle Creek Partners VI LP | — | — | (F1) The shares are held by Castle Creek Capital Partners VI LP. The reporting person is a Principal at Castle Creek Capital, LLC and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. |