Form 4 for CIEN Ciena
Accepted 2021-09-22 00:00:00 ET · period of report 2021-09-20 · accession 0001032553-21-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-22 | 2021-09-20 | CIEN | SMITH GARY B | Pres, CEO, Dir | F - Tax | $51.68 | -11.1K | 316.7K | -3% | -$572.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-20 | F | D | 2,125 | $51.68 | 308,244 | D | — | — | (F5) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 2 | Common | Common Stock | 2021-09-20 | F | D | 2,625 | $51.68 | 310,369 | D | — | — | (F4) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 3 | Common | Common Stock | 2021-09-20 | F | D | 3,754 | $51.68 | 312,994 | D | — | — | (F3) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 4 | Common | Common Stock | 2021-09-20 | F | D | 2,582 | $51.68 | 316,748 | D | — | — | (F1) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |