Form 4 for CIEN Ciena
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-20 · accession 0001032553-23-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-22 | 2023-12-20 | CIEN | SMITH GARY B | Pres, CEO, Dir | F - Tax | $43.58 | -34.9K | 533.4K | -6% | -$1.52M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-20 | F | D | 2,125 | $43.58 | 535,942 | D | — | — | (F1) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 2 | Common | Common Stock | 2023-12-20 | F | D | 2,933 | $43.58 | 530,427 | D | — | — | (F4) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 3 | Common | Common Stock | 2023-12-20 | F | D | 1,629 | $43.58 | 528,798 | D | — | — | (F5) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 4 | Common | Common Stock | 2023-12-20 | F | D | 7,139 | $43.58 | 521,659 | D | — | — | (F6) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 5 | Common | Common Stock | 2023-12-20 | F | D | 6,758 | $43.58 | 514,901 | D | — | — | (F7) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 6 | Common | Common Stock | 2023-12-20 | F | D | 11,725 | $43.58 | 503,176 | D | — | — | (F8) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 7 | Common | Common Stock | 2023-12-20 | F | D | 2,582 | $43.58 | 533,360 | D | — | — | (F3) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |