Form 4 for ISRG Intuitive Surgical
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-28 · accession 0001035267-23-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-01 | 2023-07-28 | ISRG | GUTHART GARY S | CEO, Dir | S - Sale+OE | $326.76 | -50.3K | 17.2K | -75% | -$16.44M |
| D | 2023-08-01 | 2023-07-28 | ISRG | GUTHART GARY S | CEO, Dir | M - OptEx | $42.64 | +67.5K | 67.5K | New | +$2.88M |
| DMI | 2023-08-01 | 2023-07-31 | ISRG | GUTHART GARY S | CEO, Dir | S - Sale+OE | $325.89 | -4,960 | 32.3K | -13% | -$1.62M |
| DI | 2023-08-01 | 2023-07-28 | ISRG | GUTHART GARY S | CEO, Dir | G - Gift | $0.00 | -16.0K | 1.18M | -1% | $0 |
| D | 2023-08-01 | 2023-07-28 | ISRG | GUTHART GARY S | CEO, Dir | M - OptEx | $0.00 | -67.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-28 | S | D | 50,314 | $326.76 | 17,186 | D by Trust FBO Daughte | — | — | (F2) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $325.13 to $328.45 as follows: 8,061 shares sold at $325.13 to $326.10; 26,670 shares sold at $326.14 to $327.12; 14,483 shares sold at $327.15 to $327.95; and 1,100 shares sold at $328.34 to $328.45. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-07-28 | M | A | 67,500 | $42.64 | 67,500 | D by Trust | — | — | |
| 3 | Common | Common Stock | 2023-07-31 | S | D | 2,480 | $325.89 | 32,320 | I | — | — | |
| 4 | Common | Common Stock | 2023-07-28 | G | D | 16,000 | $0.00 | 1,180,093 | I by Trust FBO Son | — | — | |
| 5 | Common | Common Stock | 2023-07-31 | S | D | 2,480 | $325.89 | 32,320 | I | — | — | |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-28 | M | D | 67,500 | $0.00 | 0 | D | $42.64 · — to 2023-08-15 | 67,500 Common Stock | (F4) Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter. |