Form 4 for ANG-PD American National Group Inc.
Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-18 · accession 0001039828-23-000137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-20 | 2023-09-18+ | ANG-PD | Bhalla Anant | CEO, Pres, Dir | S - Sale+OE | $54.12 | -168.9K | 1.03M | -14% | -$9.14M |
| DM | 2023-09-20 | 2023-09-18+ | ANG-PD | Bhalla Anant | CEO, Pres, Dir | M - OptEx | $27.18 | +168.9K | 1.12M | +18% | +$4.59M |
| DM | 2023-09-20 | 2023-09-18+ | ANG-PD | Bhalla Anant | CEO, Pres, Dir | M - OptEx | $0.00 | -168.9K | 139.3K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | S | D | 92,638 | $54.12 | 1,028,134 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $54.10 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| 2 | Common | Common Stock | 2023-09-18 | S | D | 76,297 | $54.12 | 1,028,134 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $54.11 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| 3 | Common | Common Stock | 2023-09-18 | M | A | 12,133 | $27.05 | 1,104,431 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-18 | M | A | 64,164 | $27.40 | 1,092,298 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-19 | M | A | 92,638 | $27.05 | 1,120,772 | D | — | — | |
| 6 | Derivative | Options - Right to Buy | 2023-09-18 | M | D | 12,133 | $0.00 | 231,917 | D | $27.05 · 2022-01-02 to 2030-11-19 | 12,133 Common Stock | (F4) Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |
| 7 | Derivative | Options - Right to Buy | 2023-09-18 | M | D | 64,164 | $0.00 | 32,082 | D | $27.40 · 2022-02-25 to 2031-02-25 | 64,164 Common Stock | (F3) An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. |
| 8 | Derivative | Options - Right to Buy | 2023-09-19 | M | D | 92,638 | $0.00 | 139,279 | D | $27.05 · 2022-01-02 to 2030-11-19 | 92,638 Common Stock | (F4) Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |