Form 4 for ANG-PD American National Group Inc.
Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-19 · accession 0001039828-23-000139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-20 | 2023-09-19 | ANG-PD | Hamalainen James Louis | EVP, CIO | S - Sale+OE | $54.11 | -82.0K | 19.2K | -81% | -$4.44M |
| DM | 2023-09-20 | 2023-09-19 | ANG-PD | Hamalainen James Louis | EVP, CIO | M - OptEx | $27.12 | +82.0K | 101.2K | +427% | +$2.22M |
| DM | 2023-09-20 | 2023-09-19 | ANG-PD | Hamalainen James Louis | EVP, CIO | M - OptEx | $0.00 | -82.0K | 7,753 | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | S | D | 81,969 | $54.11 | 19,216 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $54.06 to $54.23. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| 2 | Common | Common Stock | 2023-09-19 | M | A | 66,463 | $27.05 | 85,679 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-19 | M | A | 15,506 | $27.40 | 101,185 | D | — | — | |
| 4 | Derivative | Options - Right to Buy | 2023-09-19 | M | D | 66,463 | $0.00 | 0 | D | $27.05 · 2022-01-02 to 2030-11-19 | 66,463 Common Stock | (F2) Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |
| 5 | Derivative | Options - Right to Buy | 2023-09-19 | M | D | 15,506 | $0.00 | 7,753 | D | $27.40 · 2022-02-25 to 2031-02-25 | 15,506 Common Stock | (F3) An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. |