Form 4 for ANG-PD American National Group Inc.
Accepted 2023-09-25 00:00:00 ET · period of report 2023-09-21 · accession 0001039828-23-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-25 | 2023-09-21 | ANG-PD | Lorenzen Jeffrey D | Executive VP-Chief Inv Off | S - Sale+OE | $53.85 | -97.4K | 30.9K | -76% | -$5.25M |
| DM | 2023-09-25 | 2023-09-21 | ANG-PD | Lorenzen Jeffrey D | Executive VP-Chief Inv Off | M - OptEx | $27.80 | +76.6K | 63.0K | New | +$2.13M |
| DM | 2023-09-25 | 2023-09-21 | ANG-PD | Lorenzen Jeffrey D | Executive VP-Chief Inv Off | M - OptEx | $0.00 | -76.6K | 7,877 | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-21 | S | D | 76,619 | $53.85 | 51,676 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| 2 | Common | Common Stock | 2023-09-21 | S | D | 20,776 | $53.87 | 30,900 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| 3 | Common | Common Stock | 2023-09-21 | M | A | 49,565 | $27.05 | 128,295 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-21 | M | A | 15,755 | $27.40 | 78,730 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-21 | M | A | 11,299 | $31.63 | 62,975 | D | — | — | |
| 6 | Derivative | Options - Right to Buy | 2023-09-21 | M | D | 49,565 | $0.00 | 0 | D | $27.05 · 2022-01-02 to 2030-11-19 | 49,565 Common Stock | (F6) Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |
| 7 | Derivative | Options - Right to Buy | 2023-09-21 | M | D | 11,299 | $0.00 | 0 | D | $31.63 · 2022-06-02 to 2031-06-02 | 11,299 Common Stock | (F4) Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |
| 8 | Derivative | Options - Right to Buy | 2023-09-21 | M | D | 15,755 | $0.00 | 7,877 | D | $27.40 · 2022-02-25 to 2031-02-25 | 15,755 Common Stock | (F5) An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. |