Form 4 for OPY OPPENHEIMER HOLDINGS INC
Accepted 2024-02-01 00:00:00 ET · period of report 2024-01-30 · accession 0001041339-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-01 | 2024-01-30 | OPY | LOWENTHAL ALBERT G | CEO, Dir, 10% | J - Other | — | +40.7K | 159.5K | +34% | — |
| D | 2024-02-01 | 2024-01-30 | OPY | LOWENTHAL ALBERT G | CEO, Dir, 10% | J - Other | — | -75.5K | 382.0K | -16% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A non-voting common stock | 2024-01-30 | J | A | 40,683 | — | 159,462 | D | — | — | (F1) The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. |
| 2 | Derivative | Restricted Class A non-voting common stock | 2024-01-30 | J | D | 75,472 | — | 382,000 | D | — · — to — | 75,472 Class A non-voting common stock | (F1) The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. |