Form 4 for SRI STONERIDGE INC
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001043337-25-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-02-28 | SRI | Orsini Salvatore D. | Chief Procurement Off | M - OptEx | $0.00 | +15.8K | 4,175 | New | $0 |
| D | 2025-03-04 | 2025-02-28 | SRI | Orsini Salvatore D. | Chief Procurement Off | D - Sale to Iss | — | -11.6K | 0 | -100% | — |
| D | 2025-03-04 | 2025-02-28 | SRI | Orsini Salvatore D. | Chief Procurement Off | A - Grant | $0.00 | +5,101 | 9,276 | +122% | $0 |
| D | 2025-03-04 | 2025-02-28 | SRI | Orsini Salvatore D. | Chief Procurement Off | F - Tax | $5.62 | -3,144 | 6,132 | -34% | -$17.7K |
| DM | 2025-03-04 | 2025-02-28 | SRI | Orsini Salvatore D. | Chief Procurement Off | M - OptEx | $0.00 | -20.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, without par value | 2025-02-28 | M | A | 11,641 | — | 11,641 | D | — | — | (F1) Each phantom share was the economic equivalent of one Company common share. The reporting person received cash for each phantom share. |
| 2 | Common | Common Shares, without par value | 2025-02-28 | D | D | 11,641 | — | 0 | D | — | — | (F1) Each phantom share was the economic equivalent of one Company common share. The reporting person received cash for each phantom share. |
| 3 | Common | Common Shares, without par value | 2025-02-28 | M | A | 4,175 | $0.00 | 4,175 | D | — | — | (F2) 4,806 Share Units were forfeited to the Company on February 28, 2025. |
| 4 | Common | Common Shares, without par value | 2025-02-28 | A | A | 5,101 | $0.00 | 9,276 | D | — | — | (F3) Vesting of Performance Shares in connection with the Reporting Person's termination of employment on February 28, 2025 pursuant to grants of Performance Shares made to the Reporting Person on March 11, 2024 and March 13, 2023 under the Company's Long-Term Incentive Plan, payable upon a one-for-one basis in Company Common Shares. |
| 5 | Common | Common Shares, without par value | 2025-02-28 | F | D | 3,144 | $5.62 | 6,132 | D | — | — | |
| 6 | Derivative | Share Units | 2025-02-28 | M | D | 8,981 | $0.00 | 0 | D | — · — to — | 8,981 Common Shares, without par value | (F5) Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on the third anniversary of the date of grant. The Board's Compensation Committee accelerated vesting of 4,175 Shares Units to February 28, 2025, in connection with the Reporting Person's termination of employment. |
| 7 | Derivative | Phantom Shares | 2025-02-28 | M | D | 11,641 | $0.00 | 0 | D | — · 2025-06-20 to 2025-06-20 | 11,641 Common Shares, without par value | (F4) Each Phantom Share is the economic equivalent of one Company Common Share and was paid in cash equal to the fair market value of one Company Common Share upon the Reporting Person's termination of employment on February 28, 2025. |