Form 4 for SRI STONERIDGE INC
Accepted 2026-05-22 09:47:16 ET · period of report 2026-05-20 · accession 0001043337-26-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-05-22 09:47 | 2026-05-20 | SRI | Zizelman James | Pres, CEO, Dir | M - OptEx | $0.00 | +573.6K | 462.1K | New | $0 |
| D | 2026-05-22 09:47 | 2026-05-20 | SRI | Zizelman James | Pres, CEO, Dir | D - Sale to Iss | $6.89 | -142.9K | 31.4K | -82% | -$984.8K |
| D | 2026-05-22 09:47 | 2026-05-20 | SRI | Zizelman James | Pres, CEO, Dir | F - Tax | $6.89 | -169.5K | 292.6K | -37% | -$1.17M |
| D | 2026-05-22 09:47 | 2026-05-20 | SRI | Zizelman James | Pres, CEO, Dir | M - OptEx | — | -142.9K | 0 | -100% | — |
| D | 2026-05-22 09:47 | 2026-05-20 | SRI | Zizelman James | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -193.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, without par value | 2026-05-20 | M | A | 142,933 | — | 174,372 | D | — | — | (F1) In connection with the Reporting Person's retirement on May 20, 2026 each phanton share being the economic equivalent of one Company common share was paid in cash. (F2) Each Phantom Shares was the economic equivalent of one Common Share and was paid in cash. |
| 2 | Common | Common Shares, without par value | 2026-05-20 | D | D | 142,933 | $6.89 | 31,439 | D | — | — | (F1) In connection with the Reporting Person's retirement on May 20, 2026 each phanton share being the economic equivalent of one Company common share was paid in cash. |
| 3 | Common | Common Shares, without par value | 2026-05-20 | M | A | 430,663 | $0.00 | 462,102 | D | — | — | (F3) In addition to the vesting of Shares Units the total here includes the vesting of Performance Shares granted to the Reporting Person under the Company's Long-Term Incentive Plan (191,860 granted on March 10, 2025 and 45,003 granted on March 11, 2024) which vested upon the Reporting Person's May 20, 2026 retirement. Each Performance Share was payable on a one-for-one basis in Company common shares upon the Reporting Person's retirement. |
| 4 | Common | Common Shares, without par value | 2026-05-20 | F | D | 169,465 | $6.89 | 292,637 | D | — | — | |
| 5 | Derivative | Phantom Shares | 2026-05-20 | M | D | 142,933 | — | 0 | D | — · 2027-01-31 to 2027-01-31 | 142,933 Common Shares, without par value | (F2) Each Phantom Shares was the economic equivalent of one Common Share and was paid in cash. (F2) Each Phantom Shares was the economic equivalent of one Common Share and was paid in cash. |
| 6 | Derivative | Share Units | 2026-05-20 | D | D | 193,799 | $0.00 | 0 | D | — · — to — | 193,799 Common Shares, without par value | (F4) Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan on March 11, 2024 (36,823) and March 10, 2025 (156,976) payable on a one-for-one basis in Company common shares if the Reporting Person remained employed on the third anniversay of the date of grant or earlier upon retirement. The Reporting Person retired on May 20, 2026. (F4) Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan on March 11, 2024 (36,823) and March 10, 2025 (156,976) payable on a one-for-one basis in Company common shares if the Reporting Person remained employed on the third anniversay of the date of grant or earlier upon retirement. The Reporting Person retired on May 20, 2026. (F4) Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan on March 11, 2024 (36,823) and March 10, 2025 (156,976) payable on a one-for-one basis in Company common shares if the Reporting Person remained employed on the third anniversay of the date of grant or earlier upon retirement. The Reporting Person retired on May 20, 2026. |