Form 4 for NVDA Nvidia
Accepted 2021-12-03 18:04:05 ET · period of report 2021-12-01 · accession 0001045810-21-000173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 18:04 | 2021-12-01 | NVDA | HUANG JEN HSUN | Pres, CEO, Dir | M - OptEx | $3.62 | +440.0K | 5.63M | +8% | +$1.59M |
| DM | 2021-12-03 18:04 | 2021-12-01 | NVDA | HUANG JEN HSUN | Pres, CEO, Dir | S - Sale+OE | $326.16 | -440.0K | 5.19M | -8% | -$143.51M |
| DMI | 2021-12-03 18:04 | 2021-11-23+ | NVDA | HUANG JEN HSUN | Pres, CEO, Dir | G - Gift | $0.00 | -1.25M | 61.33M | -2% | $0 |
| DMI | 2021-12-03 18:04 | 2021-11-23 | NVDA | HUANG JEN HSUN | Pres, CEO, Dir | J - Other | $0.00 | 0 | 2.98M | New | $0 |
| D | 2021-12-03 18:04 | 2021-12-01 | NVDA | HUANG JEN HSUN | Pres, CEO, Dir | M - OptEx | $0.00 | +440.0K | 732.3K | +151% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | M | A | 440,000 | $3.62 | 5,634,956 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. |
| 2 | Common | Common Stock | 2021-12-01 | S | D | 4,159 | $314.74 | 5,630,797 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F2) Represents weighted average sales price. The shares were sold at prices ranging from $314.00 to $314.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-12-01 | S | D | 11,906 | $315.48 | 5,618,891 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F3) Represents weighted average sales price. The shares were sold at prices ranging from $315.06 to $316.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-12-01 | S | D | 11,837 | $316.51 | 5,607,054 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F4) Represents weighted average sales price. The shares were sold at prices ranging from $316.06 to $317.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-12-01 | S | D | 19,384 | $317.53 | 5,587,670 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F5) Represents weighted average sales price. The shares were sold at prices ranging from $317.11 to $318.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-12-01 | S | D | 10,203 | $318.69 | 5,577,467 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F6) Represents weighted average sales price. The shares were sold at prices ranging from $318.11 to $319.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-12-01 | S | D | 7,484 | $319.52 | 5,569,983 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F7) Represents weighted average sales price. The shares were sold at prices ranging from $319.11 to $320.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2021-12-01 | S | D | 15,897 | $320.72 | 5,554,086 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F8) Represents weighted average sales price. The shares were sold at prices ranging from $320.11 to $321.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2021-12-01 | S | D | 21,958 | $321.66 | 5,532,128 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F9) Represents weighted average sales price. The shares were sold at prices ranging from $321.11 to $322.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2021-12-01 | S | D | 31,862 | $322.60 | 5,500,266 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F10) Represents weighted average sales price. The shares were sold at prices ranging from $322.11 to $323.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2021-12-01 | S | D | 20,977 | $323.61 | 5,479,289 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F11) Represents weighted average sales price. The shares were sold at prices ranging from $323.11 to $324.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock | 2021-12-01 | S | D | 5,617 | $324.67 | 5,473,672 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F12) Represents weighted average sales price. The shares were sold at prices ranging from $324.12 to $325.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock | 2021-12-01 | S | D | 5,855 | $325.54 | 5,467,817 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F13) Represents weighted average sales price. The shares were sold at prices ranging from $325.12 to $326.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Common Stock | 2021-12-01 | S | D | 15,712 | $326.97 | 5,452,105 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F14) Represents weighted average sales price. The shares were sold at prices ranging from $326.28 to $327.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 15 | Common | Common Stock | 2021-12-01 | S | D | 32,125 | $327.89 | 5,419,980 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F15) Represents weighted average sales price. The shares were sold at prices ranging from $327.29 to $328.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 16 | Common | Common Stock | 2021-12-01 | S | D | 69,590 | $328.73 | 5,350,390 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F16) Represents weighted average sales price. The shares were sold at prices ranging from $328.29 to $329.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 17 | Common | Common Stock | 2021-12-01 | S | D | 61,248 | $329.79 | 5,289,142 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F17) Represents weighted average sales price. The shares were sold at prices ranging from $329.29 to $330.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 18 | Common | Common Stock | 2021-12-01 | S | D | 51,938 | $330.76 | 5,237,204 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F18) Represents weighted average sales price. The shares were sold at prices ranging from $330.29 to $331.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 19 | Common | Common Stock | 2021-12-01 | S | D | 34,781 | $331.65 | 5,202,423 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F19) Represents weighted average sales price. The shares were sold at prices ranging from $331.29 to $332.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 20 | Common | Common Stock | 2021-12-01 | S | D | 7,467 | $332.49 | 5,194,956 | D | — | — | (F1) This transaction was pursuant to a 10b5-1 Plan. (F20) Represents weighted average sales price. The shares were sold at prices ranging from $332.29 to $332.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 21 | Common | Common Stock | 2021-11-23 | G | D | 1,218,536 | $0.00 | 61,346,960 | I By Trust | — | — | (F21) Gift without consideration (F22) The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. |
| 22 | Common | Common Stock | 2021-11-23 | J | A | 17,580 | $0.00 | 61,364,540 | I By Trust | — | — | (F23) On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. (F23) On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. (F22) The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. |
| 23 | Common | Common Stock | 2021-11-23 | J | D | 8,790 | $0.00 | 2,977,840 | I The Lori Lynn Huang 2016 Annuity Trust II Agreement | — | — | (F23) On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. (F23) On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. |
| 24 | Common | Common Stock | 2021-11-23 | J | D | 8,790 | $0.00 | 2,977,840 | I The Jen-Hsun Huang 2016 Annuity Trust II Agreement | — | — | (F23) On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. (F23) On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. |
| 25 | Common | Common Stock | 2021-12-02 | G | D | 34,406 | $0.00 | 61,330,134 | I By Trust | — | — | (F21) Gift without consideration (F22) The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. |
| 26 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-01 | M | A | 440,000 | $0.00 | 732,340 | D | $3.62 · — to 2022-03-20 | 440,000 Common Stock | (F27) Adjusted to reflect a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021. (F1) This transaction was pursuant to a 10b5-1 Plan. (F28) Fully vested. |