Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001046025-23-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-15 | HFWA | Ray Matthew T. | EVP Chief Lending Off | M - OptEx | $22.83 | +3,054 | 12.7K | +32% | +$69.7K |
| D | 2023-03-16 | 2023-03-15 | HFWA | Ray Matthew T. | EVP Chief Lending Off | F - Tax | $22.83 | -587 | 13.9K | -4% | -$13.4K |
| DM | 2023-03-16 | 2023-03-15 | HFWA | Ray Matthew T. | EVP Chief Lending Off | M - OptEx | $22.83 | -3,054 | 537 | -85% | -$69.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 154 | $22.83 | 14,513 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | F | D | 587 | $22.83 | 13,926 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 254 | $22.83 | 14,359 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-15 | M | A | 709 | $22.83 | 14,105 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-15 | M | A | 522 | $22.83 | 13,396 | D | — | — | |
| 6 | Common | Common Stock | 2023-03-15 | M | A | 201 | $22.83 | 12,874 | D | — | — | |
| 7 | Common | Common Stock | 2023-03-15 | M | A | 709 | $22.83 | 12,168 | D | — | — | |
| 8 | Common | Common Stock | 2023-03-15 | M | A | 505 | $22.83 | 12,673 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 505 | $22.83 | 2,521 | D | $0.00 · 2023-03-15 to 2028-03-15 | 505 Common Stock | (F2) RSU award granted 03/01/2018 |
| 10 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 709 | $22.83 | 0 | D | $0.00 · 2023-03-15 to 2023-03-15 | 709 Common Stock | (F1) RSU award granted 02/26/2020 |
| 11 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 201 | $22.83 | 0 | D | $0.00 · 2023-03-15 to 2023-03-15 | 201 Common Stock | (F1) RSU award granted 02/26/2020 |
| 12 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 154 | $22.83 | 619 | D | $0.00 · 2023-03-15 to 2027-03-15 | 154 Common Stock | (F4) RSU award granted 02/22/2022 |
| 13 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 254 | $22.83 | 261 | D | $0.00 · 2023-03-15 to 2024-03-15 | 254 Common Stock | |
| 14 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 709 | $22.83 | 1,420 | D | $0.00 · 2023-03-15 to 2025-03-15 | 709 Common Stock | (F4) RSU award granted 02/22/2022 |
| 15 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 522 | $22.83 | 537 | D | $0.00 · 2023-03-15 to 2024-03-15 | 522 Common Stock | (F3) RSU award granted on 02/25/2021 |