Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001046025-23-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-15 | HFWA | Glasby William | EVP CIO | M - OptEx | $22.83 | +2,377 | 4,963 | +92% | +$54.3K |
| D | 2023-03-16 | 2023-03-15 | HFWA | Glasby William | EVP CIO | F - Tax | $22.83 | -588 | 6,450 | -8% | -$13.4K |
| DM | 2023-03-16 | 2023-03-15 | HFWA | Glasby William | EVP CIO | M - OptEx | $22.83 | -2,377 | 1,959 | -55% | -$54.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 979 | $22.83 | 7,038 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | M | A | 578 | $22.83 | 6,059 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 518 | $22.83 | 5,481 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-15 | M | A | 302 | $22.83 | 4,963 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-15 | F | D | 588 | $22.83 | 6,450 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 302 | $22.83 | 2,111 | D | $0.00 · 2030-03-15 to 2030-03-15 | 302 Common Stock | (F1) RSU Grant 2020 |
| 7 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 518 | $22.83 | 533 | D | $0.00 · 2024-03-15 to 2024-03-15 | 518 Common Stock | |
| 8 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 578 | $22.83 | 0 | D | $0.00 · 2023-03-15 to 2023-03-15 | 578 Common Stock | |
| 9 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 979 | $22.83 | 1,959 | D | $0.00 · 2025-03-15 to 2025-03-15 | 979 Common Stock | (F2) RSU Grant 2022 (F3) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |