Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001046025-23-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-15 | HFWA | Hirman Cindy M | EVP Chief Banking Off | M - OptEx | $22.83 | +3,603 | 23.7K | +18% | +$82.3K |
| D | 2023-03-16 | 2023-03-15 | HFWA | Hirman Cindy M | EVP Chief Banking Off | F - Tax | $22.83 | -686 | 23.0K | -3% | -$15.7K |
| DM | 2023-03-16 | 2023-03-15 | HFWA | Hirman Cindy M | EVP Chief Banking Off | M - OptEx | $22.83 | -3,603 | 516 | -87% | -$82.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 501 | $22.83 | 20,590 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | M | A | 1,603 | $22.83 | 22,193 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 529 | $22.83 | 22,722 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-15 | M | A | 539 | $22.83 | 23,261 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-15 | M | A | 431 | $22.83 | 23,692 | D | — | — | |
| 6 | Common | Common Stock | 2023-03-15 | F | D | 686 | $22.83 | 23,006 | D | — | — | |
| 7 | Derivative | Performance Share Units | 2023-03-15 | M | D | 1,603 | $22.83 | 0 | D | $0.00 · 2023-03-15 to 2023-03-15 | 1,603 Common Stock | |
| 8 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 431 | $22.83 | 1,724 | D | $0.00 · 2027-03-15 to 2027-03-15 | 431 Common Stock | |
| 9 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 539 | $22.83 | 1,078 | D | $0.00 · 2025-03-15 to 2025-03-15 | 539 Common Stock | (F1) RSU Grant 2022 (F2) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |
| 10 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 529 | $22.83 | 0 | D | $0.00 · 2023-03-15 to 2023-03-15 | 529 Common Stock | |
| 11 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 501 | $22.83 | 516 | D | $0.00 · 2024-03-15 to 2024-03-15 | 501 Common Stock |