Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001046025-23-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-15 | HFWA | Henning Thomas J | EVP CRO | M - OptEx | $22.83 | +2,140 | 5,439 | +65% | +$48.9K |
| D | 2023-03-16 | 2023-03-15 | HFWA | Henning Thomas J | EVP CRO | F - Tax | $22.83 | -399 | 6,592 | -6% | -$9,109 |
| DM | 2023-03-16 | 2023-03-15 | HFWA | Henning Thomas J | EVP CRO | M - OptEx | $22.83 | -2,140 | 0 | -100% | -$48.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 1,025 | $22.83 | 6,991 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | M | A | 527 | $22.83 | 5,966 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 588 | $22.83 | 5,439 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-15 | F | D | 399 | $22.83 | 6,592 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,025 | $22.83 | 2,052 | D | $0.00 · 2025-03-15 to 2025-03-15 | 1,025 Common Stock | (F2) RSU Grant 2022 (F3) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 527 | $22.83 | 542 | D | $0.00 · 2024-03-15 to 2024-03-15 | 527 Common Stock | (F1) RSU Grant 2021 |
| 7 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 588 | $22.83 | 0 | D | $0.00 · 2023-03-15 to 2023-03-15 | 588 Common Stock |