Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001046025-23-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-15 | HFWA | Chalfant Tony | EVP Chief Credit Off | M - OptEx | $22.83 | +1,763 | 17.8K | +11% | +$40.2K |
| D | 2023-03-16 | 2023-03-15 | HFWA | Chalfant Tony | EVP Chief Credit Off | F - Tax | $22.83 | -329 | 18.6K | -2% | -$7,511 |
| DM | 2023-03-16 | 2023-03-15 | HFWA | Chalfant Tony | EVP Chief Credit Off | M - OptEx | $22.83 | -1,763 | 0 | -100% | -$40.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 542 | $22.83 | 18,968 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | F | D | 329 | $22.83 | 18,639 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 638 | $22.83 | 18,426 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-15 | M | A | 583 | $22.83 | 17,788 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 542 | $22.83 | 558 | D | $0.00 · 2024-03-15 to 2024-03-15 | 542 Common Stock | (F3) RSU Grant 2021 |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 583 | $22.83 | 1,168 | D | $0.00 · 2025-03-15 to 2025-03-15 | 583 Common Stock | (F1) RSU Grant 2022 (F2) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |
| 7 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 638 | $22.83 | 0 | D | $0.00 · 2021-03-15 to 2023-03-15 | 638 Common Stock | (F4) RSU Grant 2020 |