Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-15 · accession 0001046025-24-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-18 | 2024-03-15 | HFWA | Deuel Jeffrey J | CEO, Dir | M - OptEx | $18.38 | +9,682 | 62.2K | +18% | +$178.0K |
| D | 2024-03-18 | 2024-03-15 | HFWA | Deuel Jeffrey J | CEO, Dir | F - Tax | $18.38 | -1,578 | 68.0K | -2% | -$29.0K |
| DM | 2024-03-18 | 2024-03-15 | HFWA | Deuel Jeffrey J | CEO, Dir | M - OptEx | $18.38 | -9,682 | 0 | -100% | -$178.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | M | A | 2,653 | $18.38 | 69,615 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-15 | M | A | 2,339 | $18.38 | 66,962 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-15 | M | A | 2,435 | $18.38 | 64,623 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-15 | M | A | 2,255 | $18.38 | 62,188 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-15 | F | D | 1,578 | $18.38 | 68,037 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 2,255 | $18.38 | 0 | D | $0.00 · 2024-03-15 to 2024-03-15 | 2,255 Common Stock | |
| 7 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 2,435 | $18.38 | 2,436 | D | $0.00 · 2025-03-15 to 2025-03-15 | 2,435 Common Stock | (F1) RSU Grant 2022 (F2) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |
| 8 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 2,339 | $18.38 | 4,678 | D | $0.00 · 2024-03-15 to 2026-03-15 | 2,339 Common Stock | |
| 9 | Derivative | Performance Share Units | 2024-03-15 | M | D | 2,653 | $18.38 | 0 | D | $0.00 · 2024-03-15 to 2024-03-15 | 2,653 Common Stock | (F3) Represents performance stock unit granted from 2014 Omnibus Equity Plan. Units adjusted based on performance metrics. |