Form 4 for HFWA HERITAGE FINANCIAL CORP /WA/
Accepted 2024-03-18 00:00:00 ET · period of report 2023-03-15 · accession 0001046025-24-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-18 | 2023-03-15+ | HFWA | Chalfant Tony | EVP Chief Credit Off | M - OptEx | $18.38 | +2,532 | 21.0K | +14% | +$46.5K |
| D | 2024-03-18 | 2024-03-15 | HFWA | Chalfant Tony | EVP Chief Credit Off | F - Tax | $18.38 | -410 | 21.9K | -2% | -$7,536 |
| DM | 2024-03-18 | 2023-03-15+ | HFWA | Chalfant Tony | EVP Chief Credit Off | M - OptEx | $18.38 | -2,532 | 584 | -81% | -$46.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | M | A | 584 | $18.38 | 20,359 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-15 | F | D | 410 | $18.38 | 21,897 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-15 | M | A | 558 | $18.38 | 22,307 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-15 | M | A | 733 | $18.38 | 21,749 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-15 | M | A | 657 | $18.38 | 21,016 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 558 | $18.38 | 0 | D | $0.00 · 2024-03-15 to 2024-03-15 | 558 Common Stock | |
| 7 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 733 | $18.38 | 1,466 | D | $0.00 · 2024-03-15 to 2026-03-15 | 733 Common Stock | (F4) RSU Grant 2023 (F2) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |
| 8 | Derivative | Performance Share Units | 2024-03-15 | M | D | 657 | $18.38 | 0 | D | $0.00 · 2024-03-15 to 2024-03-15 | 657 Common Stock | (F3) Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units adjusted based on performance metrics. |
| 9 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 584 | $18.38 | 584 | D | $0.00 · 2025-03-15 to 2025-03-15 | 584 Common Stock | (F1) RSU Grant 2022 (F2) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. |