Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2024-05-16 00:00:00 ET · period of report 2024-05-14 · accession 0001047127-24-000104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-16 | 2024-05-14 | AMKR | Tily Gil C. | Dir | M - OptEx | $0.00 | +8,571 | 137.8K | +7% | $0 |
| D | 2024-05-16 | 2024-05-14 | AMKR | Tily Gil C. | Dir | A - Grant | $0.00 | +5,855 | 5,855 | New | $0 |
| D | 2024-05-16 | 2024-05-14 | AMKR | Tily Gil C. | Dir | M - OptEx | $0.00 | -8,571 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-14 | M | A | 8,571 | $0.00 | 137,789 | D | — | — | (F1) On May 16, 2023, the Reporting Person was granted 8,478 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2023 RSUs"). In connection with the vesting of the 2023 RSUs on May 14, 2024: (i) 0.0421 of the 2023 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2023 RSUs, including 93 DEUs, converted into common stock of the Issuer on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-05-14 | A | A | 5,855 | $0.00 | 5,855 | D | — · — to — | 5,855 Common Stock | (F2) Represents shares of common stock underlying RSUs granted on May 14, 2024 (the "Grant Date") pursuant to the Plan (the "2024 RSUs"). Subject to the terms and conditions of the applicable award agreement, the 2024 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2024 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2024-05-14 | M | D | 8,571.04 | $0.00 | 0 | D | — · — to — | 8,571.04 Common Stock | (F1) On May 16, 2023, the Reporting Person was granted 8,478 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2023 RSUs"). In connection with the vesting of the 2023 RSUs on May 14, 2024: (i) 0.0421 of the 2023 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2023 RSUs, including 93 DEUs, converted into common stock of the Issuer on a one-for-one basis. |