Form 4 for IESC IES Holdings, Inc.
Accepted 2021-12-15 00:00:00 ET · period of report 2021-12-03 · accession 0001048268-21-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | 2021-12-07 | IESC | Simmes Matthew J | COO | P - Purchase | $51.29 | +1,000 | 60.5K | +2% | +$51.3K | |
| 2021-12-15 | 2021-12-03 | IESC | Simmes Matthew J | COO | A - Grant | $0.00 | +50.0K | 59.5K | +527% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-07 | P | A | 1,000 | $51.29 | 60,489 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-03 | A | A | 50,000 | $0.00 | 59,489 | D | — | — | (F1) Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 to Mr. Simmes on December 3, 2021. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. Such PSUs will vest, if at all, on or prior to December 3, 2026, subject to Mr. Simmes meeting certain service requirements and the Common Stock meeting certain trading price requirements. |