Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-26 · accession 0001055726-22-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-01 | 2022-02-26 | INO | Humeau Laurent | CSO | F - Tax | $3.22 | -8,545 | 82.6K | -9% | -$27.5K |
| D | 2022-03-01 | 2022-02-26 | INO | Humeau Laurent | CSO | M - OptEx | — | +22.5K | 91.1K | +33% | — |
| D | 2022-03-01 | 2022-02-26 | INO | Humeau Laurent | CSO | M - OptEx | $0.00 | -22.5K | 45.1K | -33% | $0 |
| DM | 2022-03-01 | 2022-02-26 | INO | Humeau Laurent | CSO | A - Grant | $0.00 | +324.8K | 186.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-26 | F | D | 8,545 | $3.22 | 82,587 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-26 | M | A | 22,545 | — | 91,132 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 3 | Derivative | Restricted Stock Unit | 2022-02-26 | M | D | 22,545 | $0.00 | 45,088 | D | — · — to — | 22,545 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 4 | Derivative | Restricted Stock Unit | 2022-02-26 | A | A | 138,800 | $0.00 | 138,800 | D | — · — to — | 138,800 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 138,800 restricted stock units is as follows: 46,267 shares will vest on February 26, 2023; 46,267 shares will vest on February 26, 2024; 46,266 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 5 | Derivative | Common Stock Option | 2022-02-26 | A | A | 186,000 | $0.00 | 186,000 | D | $3.22 · 2022-02-26 to 2032-02-26 | 186,000 Common Stock | (F3) The vesting schedule for the 186,000 options is as follows: 46,500 shares vested on February 26, 2022; 46,500 shares will vest on February 26, 2023; 46,500 shares will vest on February 26, 2024; 46,500 shares will vest on February 26, 2025. |