Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-08 · accession 0001055726-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-09 | 2022-03-08 | INO | Kim Jong Joseph | CEO, Dir | M - OptEx | — | +63.7K | 1.34M | +5% | — |
| D | 2022-03-09 | 2022-03-08 | INO | Kim Jong Joseph | CEO, Dir | F - Tax | $3.26 | -18.1K | 1.32M | -1% | -$59.1K |
| D | 2022-03-09 | 2022-03-08 | INO | Kim Jong Joseph | CEO, Dir | M - OptEx | $0.00 | -63.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-08 | M | A | 63,700 | — | 1,341,080 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 191,100 restricted stock units is as follows: 63,700 shares vested on March 8, 2020; 63,700 shares vested on March 8, 2021; 63,700 shares vested on March 8, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 2 | Common | Common Stock | 2022-03-08 | F | D | 18,142 | $3.26 | 1,322,938 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-03-08 | M | D | 63,700 | $0.00 | 0 | D | — · — to — | 63,700 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 191,100 restricted stock units is as follows: 63,700 shares vested on March 8, 2020; 63,700 shares vested on March 8, 2021; 63,700 shares vested on March 8, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |