Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-08 · accession 0001055726-22-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-09 | 2022-03-08 | INO | KIES PETER | CFO | M - OptEx | — | +21.5K | 162.2K | +15% | — |
| D | 2022-03-09 | 2022-03-08 | INO | KIES PETER | CFO | F - Tax | $3.26 | -11.3K | 151.0K | -7% | -$36.8K |
| D | 2022-03-09 | 2022-03-08 | INO | KIES PETER | CFO | M - OptEx | $0.00 | -21.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-08 | M | A | 21,466 | — | 162,244 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 64,400 restricted stock units is as follows: 21,467 shares vested on March 8, 2020; 21,467 shares vested on March 8, 2021; 21,466 shares vested on March 8, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 2 | Common | Common Stock | 2022-03-08 | F | D | 11,287 | $3.26 | 150,957 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-03-08 | M | D | 21,466 | $0.00 | 0 | D | — · — to — | 21,466 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 64,400 restricted stock units is as follows: 21,467 shares vested on March 8, 2020; 21,467 shares vested on March 8, 2021; 21,466 shares vested on March 8, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |