Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-11 · accession 0001055726-22-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-14 | 2022-03-11 | INO | Kim Jong Joseph | CEO, Dir | M - OptEx | — | +139.4K | 1.46M | +11% | — |
| D | 2022-03-14 | 2022-03-11 | INO | Kim Jong Joseph | CEO, Dir | F - Tax | $3.22 | -39.7K | 1.42M | -3% | -$127.8K |
| D | 2022-03-14 | 2022-03-11 | INO | Kim Jong Joseph | CEO, Dir | M - OptEx | $0.00 | -139.4K | 139.4K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | M | A | 139,387 | — | 1,462,325 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 418,160 restricted stock units is as follows: 139,387 shares vested on March 11, 2021; 139,387 shares vested on March 11, 2022; 139,386 shares will vest on March 11, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 2 | Common | Common Stock | 2022-03-11 | F | D | 39,698 | $3.22 | 1,422,627 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-03-11 | M | D | 139,387 | $0.00 | 139,386 | D | — · — to — | 139,387 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 418,160 restricted stock units is as follows: 139,387 shares vested on March 11, 2021; 139,387 shares vested on March 11, 2022; 139,386 shares will vest on March 11, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |