Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-11 · accession 0001055726-22-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-14 | 2022-03-11 | INO | Weiner David B. | Dir | M - OptEx | — | +11.7K | 887.7K | +1% | — |
| D | 2022-03-14 | 2022-03-14 | INO | Weiner David B. | Dir | S - Sale+OE | $3.20 | -4,083 | 883.6K | -0.5% | -$13.1K |
| D | 2022-03-14 | 2022-03-11 | INO | Weiner David B. | Dir | M - OptEx | $0.00 | -11.7K | 11.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | M | A | 11,667 | — | 887,708 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 35,000 restricted stock units is as follows: 11,667 shares vested on March 11, 2021; 11,667 shares vested on March 11, 2022; 11,666 shares will vest on March 11, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 2 | Common | Common Stock | 2022-03-14 | S | D | 4,083 | $3.20 | 883,625 | D | — | — | (F3) These transactions were executed in multiple trades at prices ranging from $3.19 to $3.23, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Derivative | Restricted Stock Unit | 2022-03-11 | M | D | 11,667 | $0.00 | 11,666 | D | — · — to — | 11,667 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 35,000 restricted stock units is as follows: 11,667 shares vested on March 11, 2021; 11,667 shares vested on March 11, 2022; 11,666 shares will vest on March 11, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |