Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-11 · accession 0001055726-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-13 | 2023-03-11 | INO | KIES PETER | CFO | M - OptEx | — | +59.7K | 268.4K | +29% | — |
| D | 2023-03-13 | 2023-03-11 | INO | KIES PETER | CFO | F - Tax | $1.13 | -31.4K | 237.0K | -12% | -$35.5K |
| D | 2023-03-13 | 2023-03-11 | INO | KIES PETER | CFO | M - OptEx | $0.00 | -59.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-11 | M | A | 59,737 | — | 268,409 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. On March 11, 2020, the reporting person was granted 179,211 restricted stock units, vesting as follows: 59,737 shares vested on March 11, 2021; 59,737 shares vested on March 11, 2022; and 59,737 shares vested on March 11, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 2 | Common | Common Stock | 2023-03-11 | F | D | 31,410 | $1.13 | 236,999 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-03-11 | M | D | 59,737 | $0.00 | 0 | D | — · — to — | 59,737 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. On March 11, 2020, the reporting person was granted 179,211 restricted stock units, vesting as follows: 59,737 shares vested on March 11, 2021; 59,737 shares vested on March 11, 2022; and 59,737 shares vested on March 11, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |