Form 4 for INO INOVIO PHARMACEUTICALS, INC.
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0001055726-23-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | INO | Shea Jacqueline Elizabeth | CEO, Dir | F - Tax | $0.81 | -28.7K | 198.1K | -13% | -$23.3K |
| D | 2023-05-12 | 2023-05-10 | INO | Shea Jacqueline Elizabeth | CEO, Dir | M - OptEx | — | +66.0K | 226.8K | +41% | — |
| D | 2023-05-12 | 2023-05-10 | INO | Shea Jacqueline Elizabeth | CEO, Dir | M - OptEx | $0.00 | -66.0K | 132.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | F | D | 28,704 | $0.81 | 198,113 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-10 | M | A | 66,000 | — | 226,817 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 198,000 restricted stock units is as follows: 66,000 shares vested on May 10, 2023; 66,000 shares will vest on May 10, 2024; 66,000 shares will vest on May 10, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| 3 | Derivative | Restricted Stock Unit | 2023-05-10 | M | D | 66,000 | $0.00 | 132,000 | D | — · — to — | 66,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 198,000 restricted stock units is as follows: 66,000 shares vested on May 10, 2023; 66,000 shares will vest on May 10, 2024; 66,000 shares will vest on May 10, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |