Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2024-02-09 | AWR | SPROWLS ROBERT J | Pres, CEO | F - Tax | $75.11 | -1,389 | 167.6K | -0.8% | -$104.3K |
| M | 2024-02-13 | 2023-06-01+ | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $4.95 | +2,173 | 168.2K | +1% | +$10.8K |
| I | 2024-02-13 | 2024-01-16 | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $0.00 | +14.24 | 169.0K | +0.0% | $0 |
| 2024-02-13 | 2024-01-16 | AWR | SPROWLS ROBERT J | Pres, CEO | D - Sale to Iss | $0.00 | -2.67 | 169.0K | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2024-02-09 | F | D | 425.41 | $75.11 | 168,100.08 | D | — | — | (F8) 425.4055 units withheld to satisfy tax liability |
| 2 | Common | Common Stocls | 2024-02-09 | F | D | 472.16 | $75.11 | 168,525.48 | D | — | — | (F7) 472.1632 units withheld to satisfy tax liability |
| 3 | Common | Common Stocls | 2024-02-09 | F | D | 491.45 | $75.11 | 167,608.63 | D | — | — | (F9) 491.4503 units withheld to satisfy tax liability |
| 4 | Common | Common Stocks | 2023-06-01 | A | A | 38.13 | $88.79 | 166,865.65 | D 401k | — | — | (F1) DER units credited on 06/01/2023 as dividend at FMV |
| 5 | Common | Common Stocks | 2023-06-05 | A | A | 612.28 | $0.00 | 167,477.93 | D | — | — | (F2) Updated DRIP |
| 6 | Common | Common Stocks | 2023-09-01 | A | A | 43.76 | $84.07 | 167,521.69 | D | — | — | (F3) DER Units credited on 09/01/2023 at FMV |
| 7 | Common | Common Stocks | 2024-01-16 | A | A | 14.24 | $0.00 | 168,997.65 | I | — | — | (F6) Updated 401(k) |
| 8 | Common | Common Stocks | 2024-01-16 | D | D | 2.67 | $0.00 | 168,997.65 | D | — | — | (F5) adjustment for partial share |
| 9 | Common | Common Stocks | 2023-12-05 | A | A | 744.99 | $0.00 | 169,000.31 | D | — | — | (F2) Updated DRIP |
| 10 | Common | Common Stocks | 2023-12-01 | A | A | 45.50 | $81.26 | 168,255.32 | D | — | — | (F4) DER units credited on 09/01/2023 at FMV |
| 11 | Common | Common Stocks | 2023-09-06 | A | A | 688.13 | $0.00 | 168,209.82 | D | — | — | (F2) Updated DRIP |