Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2023-06-01+ | AWR | TANG EVA G | CFO, Sr. VP | A - Grant | $46.70 | +28.43 | 168.2K | +0.0% | +$1,328 |
| M | 2024-02-13 | 2024-02-09 | AWR | TANG EVA G | CFO, Sr. VP | F - Tax | $75.11 | -274.59 | 37.3K | -0.7% | -$20.6K |
| 2024-02-13 | 2024-01-16 | AWR | TANG EVA G | CFO, Sr. VP | D - Sale to Iss | $0.00 | -1.12 | 168.3K | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2023-06-01 | A | A | 7.02 | $88.79 | 166,865.65 | D | — | — | (F1) Der units credited on 06/01/2023 at FMV |
| 2 | Common | Common Stocks | 2024-02-09 | F | D | 79.60 | $75.11 | 37,185.64 | D | — | — | (F8) 79.5977 shares withheld to satosfy tax liability |
| 3 | Common | Common Stocks | 2023-09-01 | A | A | 8.06 | $0.00 | 167,477.93 | D | — | — | (F2) Der units credited on 09/01/2023 at FMV |
| 4 | Common | Common Stocks | 2023-12-01 | A | A | 8.38 | $84.07 | 167,521.69 | D | — | — | (F3) Der units credited on 12/01/2023 at FMV |
| 5 | Common | Common Stocks | 2023-12-05 | A | A | 4.97 | $0.00 | 168,209.82 | D | — | — | (F4) Updated DRIP |
| 6 | Common | Common Stocks | 2024-01-16 | D | D | 1.12 | $0.00 | 168,255.32 | D | — | — | (F5) adjustment due to partial share |
| 7 | Common | Common Stocks | 2024-02-09 | F | D | 120.15 | $75.11 | 37,340.07 | D | — | — | (F6) 120.1451 shares withheld to satosfy tax liability |
| 8 | Common | Common Stocks | 2024-02-09 | F | D | 74.84 | $75.11 | 37,265.23 | D | — | — | (F7) 74.8378 shares withheld to satosfy tax liability |