Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-13 | 2024-01-16 | AWR | Connor Christopher H | SVP of ASUS | D - Sale to Iss | $0.00 | -0.92 | 1,431 | -0.1% | $0 | |
| M | 2024-02-13 | 2023-06-01+ | AWR | Connor Christopher H | SVP of ASUS | A - Grant | $84.48 | +18.65 | 1,419 | +1% | +$1,576 |
| 2024-02-13 | 2024-02-09 | AWR | Connor Christopher H | SVP of ASUS | F - Tax | $75.11 | -76.32 | 1,355 | -5% | -$5,732 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-01-16 | D | D | 0.92 | $0.00 | 1,430.99 | D | — | — | (F4) Adjustment due to partial share |
| 2 | Common | Common Shares | 2023-12-01 | A | A | 6.66 | $81.26 | 1,431.91 | D | — | — | (F3) Der units credited on 12/01/2023 at FMV |
| 3 | Common | Common Shares | 2023-09-01 | A | A | 6.41 | $84.07 | 1,425.24 | D | — | — | (F2) Der units credited on 09/01/2023 at FMV |
| 4 | Common | Common Shares | 2023-06-01 | A | A | 5.58 | $88.79 | 1,418.84 | D | — | — | (F1) Der units credited on 06/01/2023 at FMV |
| 5 | Common | Common Shares | 2024-02-09 | F | D | 76.32 | $75.11 | 1,354.67 | D | — | — | (F5) 76.3185 shares withheld to satosfy tax liability |