Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2024-02-09 | AWR | Schickling David R | VP Water Operation | F - Tax | $75.11 | -99.43 | 861.62 | -10% | -$7,468 |
| I | 2024-02-13 | 2024-01-16 | AWR | Schickling David R | VP Water Operation | A - Grant | $0.00 | +14.25 | 250.69 | +6% | $0 |
| 2024-02-13 | 2024-01-16 | AWR | Schickling David R | VP Water Operation | D - Sale to Iss | $0.00 | -2.38 | 961.06 | -0.2% | $0 | |
| M | 2024-02-13 | 2023-09-01+ | AWR | Schickling David R | VP Water Operation | A - Grant | $82.64 | +7.98 | 959.37 | +0.8% | +$659.44 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2024-02-09 | F | D | 11.93 | $75.11 | 876.33 | D | — | — | (F6) 11.9294 shares withheld to satosfy tax liability |
| 2 | Common | Common Stocks | 2024-02-09 | F | D | 72.80 | $75.11 | 888.26 | D | — | — | (F5) 72.8031 shares withheld to satosfy tax liability |
| 3 | Common | Common Stocks | 2024-01-16 | A | A | 14.25 | $0.00 | 250.69 | I | — | — | (F4) Updated 401k |
| 4 | Common | Common Stocks | 2024-01-16 | D | D | 2.38 | $0.00 | 961.06 | D | — | — | (F3) Adjustment due to partial share |
| 5 | Common | Common Stocks | 2023-12-01 | A | A | 4.07 | $81.26 | 963.44 | D | — | — | (F2) Der units credited on 12/01/2023 at FMV |
| 6 | Common | Common Stocks | 2023-09-01 | A | A | 3.91 | $84.07 | 959.37 | D 401(k) | — | — | (F1) Der units credited on 09/01/2023 at FMV |
| 7 | Common | Common Stocks | 2024-02-09 | F | D | 14.70 | $75.11 | 861.62 | D | — | — | (F7) 14.7028 shares withheld to satosfy tax liability |