Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2023-06-01+ | AWR | FARROW GLADYS | VP - Fin, Treas, Asst. Sec | A - Grant | $84.48 | +17.10 | 7,851 | +0.2% | +$1,445 |
| 2024-02-13 | 2024-01-16 | AWR | FARROW GLADYS | VP - Fin, Treas, Asst. Sec | D - Sale to Iss | $0.00 | -0.92 | 7,862 | -0.0% | $0 | |
| M | 2024-02-13 | 2024-02-09 | AWR | FARROW GLADYS | VP - Fin, Treas, Asst. Sec | F - Tax | $75.11 | -202.13 | 7,805 | -3% | -$15.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2023-12-01 | A | A | 6.11 | $81.26 | 7,863.31 | D | — | — | (F3) Der units credited on 12/01/2023 at FMV |
| 2 | Common | Common Stocks | 2024-01-16 | D | D | 0.92 | $0.00 | 7,862.39 | D | — | — | (F4) Adjustment due to partial share |
| 3 | Common | Common Stocks | 2024-02-09 | F | D | 53.87 | $75.11 | 7,751.26 | D | — | — | (F6) 53.8657 shares withheld to satisfy tax liability |
| 4 | Common | Common Stocks | 2024-02-09 | F | D | 91 | $75.11 | 7,660.26 | D | — | — | (F7) 91.0049 shares withheld to satisfy tax liability |
| 5 | Common | Common Stocks | 2023-09-01 | A | A | 5.87 | $84.07 | 7,857.20 | D | — | — | (F2) Der units credited on 09/01/2023 at FMV |
| 6 | Common | Common Stocks | 2023-06-01 | A | A | 5.12 | $88.79 | 7,851.33 | D | — | — | (F1) Der units credited on 06/01/2023 at FMV |
| 7 | Common | Common Stocks | 2024-02-09 | F | D | 57.26 | $75.11 | 7,805.13 | D | — | — | (F5) 57.2583 shares withheld to satisfy tax liability |