Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2023-09-01+ | AWR | Kubiak Patrick | VP of Asset Management | A - Grant | $82.64 | +10.73 | 1,472 | +0.7% | +$886.70 |
| 2024-02-13 | 2024-01-16 | AWR | Kubiak Patrick | VP of Asset Management | D - Sale to Iss | $0.00 | -1.69 | 1,475 | -0.1% | $0 | |
| M | 2024-02-13 | 2024-02-09 | AWR | Kubiak Patrick | VP of Asset Management | F - Tax | $75.11 | -155.99 | 1,461 | -10% | -$11.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2023-12-01 | A | A | 5.47 | $81.26 | 1,477.16 | D | — | — | (F2) Der units credited on 12/01/2023 at FMV |
| 2 | Common | Common Stocks | 2024-01-16 | D | D | 1.69 | $0.00 | 1,475.47 | D | — | — | (F3) Adjustment due to partial share |
| 3 | Common | Common Stocks | 2024-02-09 | F | D | 68.49 | $75.11 | 1,392.27 | D | — | — | (F5) 68.4894 shares withheld to satisfy tax liability |
| 4 | Common | Common Stocks | 2024-02-09 | F | D | 72.80 | $75.11 | 1,319.47 | D | — | — | (F6) 72.8031 shares withheld to satisfy tax liability |
| 5 | Common | Common Stocks | 2023-09-01 | A | A | 5.26 | $84.07 | 1,471.69 | D | — | — | (F1) Der units credited on 09/01/2023 at FMV |
| 6 | Common | Common Stocks | 2024-02-09 | F | D | 14.70 | $75.11 | 1,460.76 | D | — | — | (F4) 14.7028 shares withheld to satisfy tax liability |