Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2024-02-09 | AWR | Pierotti Jon | VP Reg Affairs | F - Tax | $75.11 | -175.73 | 1,335 | -12% | -$13.2K |
| M | 2024-02-13 | 2023-03-22+ | AWR | Pierotti Jon | VP Reg Affairs | A - Grant | $52.38 | +20.58 | 1,406 | +1% | +$1,078 |
| 2024-02-13 | 2024-01-16 | AWR | Pierotti Jon | VP Reg Affairs | D - Sale to Iss | $0.00 | -2.84 | 1,408 | -0.2% | $0 | |
| I | 2024-02-13 | 2024-01-16 | AWR | Pierotti Jon | VP Reg Affairs | D - Sale to Iss | $0.00 | +22.35 | 308.72 | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2024-02-09 | F | D | 11.93 | $75.11 | 1,322.92 | D | — | — | (F8) 11.9294 shares withheld to satisfy tax liability |
| 2 | Common | Common Stocks | 2024-02-09 | F | D | 91 | $75.11 | 1,231.91 | D | — | — | (F9) 91.0049 shares withheld to satisfy tax liability |
| 3 | Common | Common Stocks | 2023-03-22 | A | A | 7.82 | $0.00 | 1,397.73 | D 401(k) | — | — | (F1) Updated Schwab Account |
| 4 | Common | Common Stocks | 2023-06-01 | A | A | 3.82 | $88.79 | 1,401.55 | D | — | — | (F2) Der units credited on 06/01/2023 at FMV |
| 5 | Common | Common Stocks | 2024-02-09 | F | D | 72.80 | $75.11 | 1,334.85 | D | — | — | (F7) 72.8031 shares withheld to satisfy tax liability |
| 6 | Common | Common Stocks | 2023-12-01 | A | A | 4.56 | $81.26 | 1,410.49 | D | — | — | (F4) Der units credited on 12/01/2023 at FMV |
| 7 | Common | Common Stocks | 2024-01-16 | D | D | 2.84 | $0.00 | 1,407.65 | D | — | — | (F5) Adjustment due to partial share |
| 8 | Common | Common Stocks | 2024-01-16 | D | A | 22.35 | $0.00 | 308.72 | I | — | — | (F6) Updated 401(k) |
| 9 | Common | Common Stocks | 2023-09-01 | A | A | 4.38 | $84.07 | 1,405.93 | D | — | — | (F3) Der units credited on 09/01/2023 at FMV |