Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-13 | 2024-01-16 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | -1.94 | 2,961 | -0.1% | $0 | |
| I | 2024-02-13 | 2024-01-16 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | +271.22 | 1,550 | +21% | $0 |
| M | 2024-02-13 | 2024-02-09 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | F - Tax | $75.11 | -192.12 | 2,769 | -6% | -$14.4K |
| M | 2024-02-13 | 2023-06-01+ | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | A - Grant | $84.48 | +15.93 | 2,958 | +0.5% | +$1,346 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2024-01-16 | D | D | 1.94 | $0.00 | 2,961.31 | D | — | — | (F4) Adjustment due to partial share |
| 2 | Common | Common Stocks | 2024-01-16 | D | A | 271.22 | $0.00 | 1,550.13 | I | — | — | (F5) Updated 401k |
| 3 | Common | Common Stocks | 2024-02-09 | F | D | 65.45 | $75.11 | 2,895.86 | D | — | — | (F6) 65.4496 shares withheld to satisfy tax liability |
| 4 | Common | Common Stocks | 2024-02-09 | F | D | 53.87 | $75.11 | 2,841.99 | D | — | — | (F7) 53.8657 shares withheld to satisfy tax liability |
| 5 | Common | Common Stocks | 2024-02-09 | F | D | 72.80 | $75.11 | 2,769.19 | D | — | — | (F8) 72.8031 shares withheld to satisfy tax liability |
| 6 | Common | Common Stocks | 2023-06-01 | A | A | 4.77 | $88.79 | 2,952.09 | D 401(k) | — | — | (F1) Der units credited on 06/01/2023 at FMV |
| 7 | Common | Common Stocks | 2023-12-01 | A | A | 5.69 | $81.26 | 2,963.25 | D | — | — | (F3) Der units credited on 12/01/2023 at FMV |
| 8 | Common | Common Stocks | 2023-09-01 | A | A | 5.47 | $84.07 | 2,957.56 | D | — | — | (F2) Der units credited on 09/01/2023 at FMV |