Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-13 · accession 0001056903-24-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-13 | 2023-09-01+ | AWR | Miller Susan P. | VP | A - Grant | $82.64 | +8.53 | 1,798 | +0.5% | +$704.89 |
| M | 2024-02-13 | 2024-02-09 | AWR | Miller Susan P. | VP | F - Tax | $75.11 | -97.34 | 1,761 | -5% | -$7,311 |
| 2024-02-13 | 2024-01-16 | AWR | Miller Susan P. | VP | D - Sale to Iss | $0.00 | -1.80 | 1,796 | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stocks | 2023-09-01 | A | A | 4.18 | $84.07 | 1,793.38 | D | — | — | (F1) Der units credited on 09/01/2023 at FMV |
| 2 | Common | Common Stocks | 2023-12-01 | A | A | 4.35 | $81.26 | 1,797.72 | D | — | — | (F2) Der units credited on 12/01/2023 at FMV |
| 3 | Common | Common Stocks | 2024-02-09 | F | D | 62.89 | $75.11 | 1,698.58 | D | — | — | (F6) 79.5977 shares withheld to satisfy tax liability |
| 4 | Common | Common Stocks | 2024-02-09 | F | D | 19.05 | $75.11 | 1,776.87 | D | — | — | (F4) 65.4496 shares withheld to satisfy tax liability |
| 5 | Common | Common Stocks | 2024-02-09 | F | D | 15.40 | $75.11 | 1,761.47 | D | — | — | (F5) 74.8378 shares withheld to satisfy tax liability |
| 6 | Common | Common Stocks | 2024-01-16 | D | D | 1.80 | $0.00 | 1,795.92 | D | — | — | (F3) Adjustment due to partial share |