Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-16 | 2026-03-05 | AWR | Schickling David R | VP Water Operation | A - Grant | $0.00 | +14.25 | 279.20 | +5% | $0 |
| M | 2026-03-16 | 2026-03-13 | AWR | Schickling David R | VP Water Operation | F - Tax | $74.44 | -418.11 | 3,239 | -11% | -$31.1K |
| M | 2026-03-16 | 2026-03-05+ | AWR | Schickling David R | VP Water Operation | A - Grant | $33.75 | +1,409 | 3,026 | +87% | +$47.5K |
| 2026-03-16 | 2026-03-05 | AWR | Schickling David R | VP Water Operation | D - Sale to Iss | $0.00 | -1.68 | 2,248 | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-05 | A | A | 14.25 | $0.00 | 279.20 | I 401k | — | — | (F1) Updated 401k |
| 2 | Common | Common Shares | 2026-03-13 | F | D | 81.45 | $74.44 | 3,315.66 | D | — | — | (F5) 81.4483 shares withheld to satisfy tax liability |
| 3 | Common | Common Shares | 2026-03-13 | F | D | 259.57 | $74.44 | 3,397.11 | D | — | — | (F4) 259.5680 shares withheld to satisfy tax liability |
| 4 | Common | Common Shares | 2026-03-12 | A | A | 630.33 | $74.44 | 3,656.68 | D | — | — | |
| 5 | Common | Common Shares | 2026-03-13 | F | D | 77.09 | $74.44 | 3,238.57 | D | — | — | (F6) 77.0903 shares withheld to satisfy tax liability |
| 6 | Common | Common Shares | 2026-03-05 | D | D | 1.68 | $0.00 | 2,248.14 | D | — | — | (F2) Adjustment due to partial shares |
| 7 | Common | Common Shares | 2026-03-05 | A | A | 8.21 | $75.46 | 2,256.35 | D | — | — | (F3) Der units credited on 03/05/2026 at FMV |
| 8 | Common | Common Shares | 2026-03-12 | A | A | 770 | $0.00 | 3,026.35 | D | — | — |