Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-03-16 | 2026-03-05 | AWR | Rowley Paul J | SVP OF Ops | A - Grant | $0.00 | +447.80 | 4,650 | +11% | $0 |
| 2026-03-16 | 2026-03-05 | AWR | Rowley Paul J | SVP OF Ops | D - Sale to Iss | $0.00 | -1.59 | 6,448 | -0.0% | $0 | |
| M | 2026-03-16 | 2026-03-05+ | AWR | Rowley Paul J | SVP OF Ops | A - Grant | $33.69 | +1,956 | 7,531 | +35% | +$65.9K |
| M | 2026-03-16 | 2026-03-13 | AWR | Rowley Paul J | SVP OF Ops | F - Tax | $74.44 | -580.48 | 7,932 | -7% | -$43.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-05 | A | A | 447.80 | $0.00 | 4,649.77 | I 401k | — | — | (F1) Updated 401k |
| 2 | Common | Common Shares | 2026-03-05 | D | D | 1.59 | $0.00 | 6,448.38 | D | — | — | (F2) Adjustment due to partial shares |
| 3 | Common | Common Shares | 2026-03-05 | A | A | 11.43 | $75.46 | 6,459.81 | D | — | — | (F3) Der units credited on 03/05/2026 at FMV |
| 4 | Common | Common Shares | 2026-03-13 | F | D | 107.34 | $74.44 | 7,824.17 | D | — | — | (F6) 107.3366 shares withheld to satisfy tax liability |
| 5 | Common | Common Shares | 2026-03-12 | A | A | 873.84 | $74.44 | 8,404.65 | D | — | — | |
| 6 | Common | Common Shares | 2026-03-13 | F | D | 359.85 | $74.44 | 8,044.80 | D | — | — | (F4) 359.8452 shares withheld to satisfy tax liability |
| 7 | Common | Common Shares | 2026-03-13 | F | D | 113.29 | $74.44 | 7,931.51 | D | — | — | (F5) 113.2903 shares withheld to satisfy tax liability |
| 8 | Common | Common Shares | 2026-03-12 | A | A | 1,071 | $0.00 | 7,530.81 | D | — | — |