Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-16 | 2026-03-13 | AWR | Miller Susan P. | VP | F - Tax | $74.44 | -572.66 | 4,646 | -11% | -$42.6K |
| M | 2026-03-16 | 2026-03-05+ | AWR | Miller Susan P. | VP | A - Grant | $44.68 | +1,926 | 5,134 | +60% | +$86.0K |
| 2026-03-16 | 2026-03-05 | AWR | Miller Susan P. | VP | D - Sale to Iss | $0.00 | -2.01 | 3,208 | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-13 | F | D | 398.53 | $74.44 | 4,735.47 | D | — | — | (F3) 398.5324 shares withheld to satisfy tax liability |
| 2 | Common | Common Shares | 2026-03-12 | A | A | 770 | $0.00 | 3,986.49 | D | — | — | |
| 3 | Common | Common Shares | 2026-03-05 | A | A | 8.21 | $75.46 | 3,216.49 | D | — | — | (F2) Der units credited on 03/05/2026 at FMV |
| 4 | Common | Common Shares | 2026-03-05 | D | D | 2.01 | $0.00 | 3,208.27 | D | — | — | (F1) Adjustment due to partial shares |
| 5 | Common | Common Shares | 2026-03-13 | F | D | 84.67 | $74.44 | 4,561.34 | D | — | — | (F5) 84.6725 shares withheld to satisfy tax liability |
| 6 | Common | Common Shares | 2026-03-13 | F | D | 89.46 | $74.44 | 4,646.01 | D | — | — | (F4) 89.4592 shares withheld to satisfy tax liability |
| 7 | Common | Common Shares | 2026-03-12 | A | A | 1,147.51 | $74.44 | 5,134 | D | — | — |