Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-16 | 2026-03-13 | AWR | Kubiak Patrick | VP of Asset Management | F - Tax | $74.44 | -462.14 | 4,179 | -10% | -$34.4K |
| M | 2026-03-16 | 2026-03-05+ | AWR | Kubiak Patrick | VP of Asset Management | A - Grant | $33.75 | +1,409 | 3,142 | +81% | +$47.5K |
| 2026-03-16 | 2026-03-05 | AWR | Kubiak Patrick | VP of Asset Management | D - Sale to Iss | $0.00 | -1.92 | 3,134 | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-13 | F | D | 259.57 | $74.44 | 4,282.81 | D | — | — | (F3) 259.5680 shares withheld to satisfy tax liability |
| 2 | Common | Common Shares | 2026-03-12 | A | A | 630.33 | $74.44 | 4,542.37 | D | — | — | |
| 3 | Common | Common Shares | 2026-03-12 | A | A | 770 | $0.00 | 3,912.05 | D | — | — | |
| 4 | Common | Common Shares | 2026-03-05 | A | A | 8.21 | $75.46 | 3,142.05 | D | — | — | (F2) Der units credited on 03/05/2026 at FMV |
| 5 | Common | Common Shares | 2026-03-05 | D | D | 1.92 | $0.00 | 3,133.84 | D | — | — | (F1) Adjustment due to partial shares |
| 6 | Common | Common Shares | 2026-03-13 | F | D | 98.50 | $74.44 | 4,080.24 | D | — | — | (F5) 98.4976 shares withheld to satisfy tax liability |
| 7 | Common | Common Shares | 2026-03-13 | F | D | 104.07 | $74.44 | 4,178.74 | D | — | — | (F4) 104.0658 shares withheld to satisfy tax liability |