Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-12 · accession 0001056903-26-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-16 | 2026-03-05+ | AWR | FARROW GLADYS | VP - Fin, Treas, Asst. Sec | A - Grant | $36.07 | +1,494 | 10.7K | +16% | +$53.9K |
| M | 2026-03-16 | 2026-03-13 | AWR | FARROW GLADYS | VP - Fin, Treas, Asst. Sec | F - Tax | $74.44 | -453.16 | 11.0K | -4% | -$33.7K |
| 2026-03-16 | 2026-03-05 | AWR | FARROW GLADYS | VP - Fin, Treas, Asst. Sec | D - Sale to Iss | $0.00 | -1.98 | 9,902 | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-05 | A | A | 8.21 | $75.46 | 9,909.82 | D | — | — | (F2) Der units credited on 03/05/2026 at FMV |
| 2 | Common | Common Shares | 2026-03-13 | F | D | 77.09 | $74.44 | 10,942.11 | D | — | — | (F5) 77.0903 shares withheld to satisfy tax liability |
| 3 | Common | Common Shares | 2026-03-12 | A | A | 715.45 | $74.44 | 11,395.27 | D | — | — | |
| 4 | Common | Common Shares | 2026-03-13 | F | D | 294.62 | $74.44 | 11,100.65 | D | — | — | (F3) 294.6205 shares withheld to satisfy tax liability |
| 5 | Common | Common Shares | 2026-03-13 | F | D | 81.45 | $74.44 | 11,019.20 | D | — | — | (F4) 81.4483 shares withheld to satisfy tax liability |
| 6 | Common | Common Shares | 2026-03-05 | D | D | 1.98 | $0.00 | 9,901.61 | D | — | — | (F1) Adjustment due to partial shares |
| 7 | Common | Common Shares | 2026-03-12 | A | A | 770 | $0.00 | 10,679.82 | D | — | — |